Perhaps marking a new focus on what has been described as the "netherworld" of Wall Street, the Securities and Exchange Commission has charged two former Wells Fargo employees with violating federal securities laws by using knowledge of nonpublic impending upgrades or downgrades in certain securities to generate more than $100,000 [...]
from Forbes Real Time http://ift.tt/1rGBJ19
from Forbes Real Time http://ift.tt/1rGBJ19
Former Wells Fargo Employees Charged With Insider Trading For Trading On Research Reports